Public Company Accounting
Oversight Board (PCAOB)

Publicly-traded companies must answer to stakeholders while simultaneously enduring the scrutiny of regulators. Management teams at these multi-dimensional companies are under pressure to implement and maintain a system of controls that facilitates proper reporting and operating efficiency.

Meet the Partners

Our specialists understand the needs of publicly-traded management teams and provide extensive audit, review and compilation services that help these companies ensure compliance, gain investor confidence, and sustain business growth. Their in-depth experience with regulatory compliance for publicly-traded companies complements enviable skill in the audit procedures regulated by the Public Company Accounting Oversight Board (PCAOB). Our clients expect – and benefit from – the highest level of audit quality. Our teams collaborate with those of our clients to assure ongoing communication and updates on new and evolving regulations.

Outstanding capabilities that provide publicly-traded companies with superior audit quality.

Audit Services for Publicly Traded Companies

  • Integrated audits for U.S. publicly traded companies
  • Audits in compliance with the SEC, PCAOB, GAAP, GAAS AICPA, FASB and Sarbanes Oxley
  • Internal audit and corporate governance pertaining to SOX 404
  • Audit services pertaining to quarterly and annual SEC financial report filings
  • Financial statement audits
  • Compliance audits
  • Licensing and royalty audits
  • Internal audit support
  • Audit support pertaining to IFRS
  • Employee benefit plan audits

Review Services for Publicly Traded Companies

  • Internal control reviews
  • Financial statement reviews
  • Internal control reviews as required by SOX 404
  • Advisement on internal controls and procedural enhancements
  • Organization reviews
  • Operating reviews

Compilation and Other Assurance Services for Publicly Traded Companies

  • Due diligence attestation reports
  • Agreed-upon procedures
  • Assurance statements for financing activities
  • Assurance statements for capital market transactions
    • Equity offerings: Initial public offerings and secondary offerings
    • Debt offerings
    • Spinoff transactions
    • Private equity financings
    • Mergers and acquisitions
  • Risk assurance statements
  • Due diligence services for initial public offerings
  • Litigation due diligence services

PKF O’Connor Davies is registered with the Public Company Accounting Oversight Board (PCAOB). It is also a member of the Center for Audit Quality of the American Institute of Certified Public Accountants.