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UID:20260922T1720Z-1790097647.28-EO-23621-1@127.0.0.1
STATUS:CONFIRMED
DTSTAMP:20260930T144038Z
CREATED:20260922T132650Z
LAST-MODIFIED:20260928T161236Z
DTSTART;TZID=America/New_York:20261026T130000
DTEND;TZID=America/New_York:20261026T173000
SUMMARY: 2026 Broker-Dealer Symposium
DESCRIPTION: The broker-dealer industry is entering a period of significant
  transformation. Join us for an exclusive symposium examining these develop
 ments and what they mean for your business.
X-ALT-DESC;FMTTYPE=text/html: <p><em>Navigating the Future of the Broker-De
 aler Industry </em></p><p>The broker-dealer industry is entering a period o
 f significant transformation. Evolving regulatory expectations\, advances i
 n technology and AI and the emergence of tokenized securities are reshaping
  how firms operate\, compete and grow. Join us for an exclusive symposium e
 xamining these developments and what they mean for your business.</p><p><st
 rong>KEY TOPICS:</strong></p><ul><li>Navigating the New Regulatory Landscap
 e – Broker-Dealer Hot Topics</li><li>AI Enterprise Risk Management and SEC 
 Rule 17(h)</li><li>Tokenization of Securities: Is the Capital Markets Revol
 ution Finally Here?</li></ul><p><strong>Don’t miss this opportunity to stay
  ahead of change and connect with top industry minds.</strong></p><p><stron
 g>HOSTS</strong><br /><a href="https://www.pkfod.com/people/don-melody/">Do
 n Melody</a>\, PKF O’Connor Davies<br /><a href="https://www.pkfod.com/peop
 le/victor-pena/">Victor Pena</a>\, PKF O’Connor Davies<strong><br /></stron
 g></p><p><strong>MODERATOR<br /></strong><a href="https://www.linkedin.com/
 in/stephen-murphy-cfa-9903874/">Stephen Murphy</a>\, Integrated Compliance 
 Consulting<strong></p><p>PANEL – Navigating the New Regulatory Landscape – 
 Broker-Dealer Hot Topics<br /></strong><a href="https://www.linkedin.com/in
 /mark-borrelli-09ba6449">Mark Borrelli</a>\, Huntington Capital Markets<br 
 /><a href="https://www.linkedin.com/in/elincherry">Elin Cherry</a>\, Copper
  Markets<br /><a href="https://www.mesirow.com/bio/jeff-levine">Jeff Levine
 </a>\, Mesirow Financial<br /><a href="https://www.acisecure.com/our-team/"
 >Jay Gettenberg</a>\, ACI<br /><a href="https://www.stout.com/en/profession
 als/elizabeth-kettler">Elizabeth Kettler</a>\, Stout</p><p><strong>PANEL – 
 AI Enterprise Risk Management and SEC Rule 17(h)</strong><br /><a href="htt
 ps://scitusconsulting.com/about-us/">Marina Baranovsky</a>\, Scitus Consult
 ing<br /><a href="https://www.linkedin.com/in/nikki-denney-063250111/">Nico
 lette Denney</a>\, TZ Clear</p><p><strong>PANEL – Tokenization of Securitie
 s: Is the Next Capital Markets Revolution Finally Here?</strong><br /><a hr
 ef="http://linkedin.com/in/junnette-alayo-j-d-918573">Junnette Alayo</a>\, 
 Galaxy Digital<br /><a href="https://www.acisecure.com/our-team/">Chris Mey
 ers</a>\, ACI<br /><a href="https://www.pkfod.com/people/don-melody/">Don M
 elody</a>\, PKF O’Connor Davies<br /><a href="https://www.michaelbest.com/p
 eople/betsy-voter/">Betsy Voter</a>\, Michael Best<br /><a href="https://ww
 w.klgates.com/lawyers/Sarah-V-Riddell">Sarah Riddell</a>\, K&L Gates </p>
CATEGORIES:Firm-Hosted Events
LOCATION:Michael Best
GEO:0.000000;0.000000
ORGANIZER;CN="Alana Zayas":MAILTO:azayas@pkfod.com
URL;VALUE=URI:https://www.pkfod.com/events/2026-broker-dealer-symposium-2/
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DTSTART:20260308T070000
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