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UID:20240814T0140Z-1723599647.12-EO-17936-1@127.0.0.1
STATUS:CONFIRMED
DTSTAMP:20260728T235718Z
CREATED:20240813T161051Z
LAST-MODIFIED:20240917T183405Z
DTSTART;TZID=America/New_York:20240917T110000
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SUMMARY: Live Webinar: Knowledge is Power – What the PCAOB’s Annual Inspect
 ion Report Related to Audits of Brokers and Dealers Means for You
DESCRIPTION: You’re invited to our informative webinar addressing lessons t
 o be learned from the Public Company Accounting Oversight Board’s (PCAOB) a
 nnual inspection report related to audits of brokers and dealers. The PCAOB
 ’s most recent Annual Report on the Interim Inspection Program Related to A
 udits of Brokers and […]
X-ALT-DESC;FMTTYPE=text/html: <p>You’re invited to our informative webinar 
 addressing lessons to be learned from the Public Company Accounting Oversig
 ht Board's (PCAOB) annual inspection report related to audits of brokers an
 d dealers.</p><p>The PCAOB's most recent Annual Report on the Interim Inspe
 ction Program Related to Audits of Brokers and Dealers revealed that at lea
 st one deficiency occurred in 70% of all the engagements inspected − an inc
 rease from 58% in the prior year. These deficiencies have regulators on hig
 h alert. That's why this webinar is worth your valuable time. Join us as ou
 r broker-dealer specialists discuss the results of this report and share th
 eir insights\, including how these deficiencies may impact you and strategi
 es to avoid them.</p><p><strong>Key Topics:<br /></strong></p><ul><li>Exami
 nation and Review Engagements</li><li>Audits of Financial Statements and Su
 pplemental Information</li><li>Auditor Independence Findings</li><li>Qualit
 y Control Systems</li></ul><p><strong>Presenters:</strong><br /><a href="ht
 tps://www.pkfod.com/people/rachel-l-didio/">Rachel DiDio</a>\, Partner and 
 Former PCAOB Inspector<span></span><br /><span><a cd-link-manager-tab="1" d
 ata-cke-saved-href="https://www.linkedin.com/in/donald-melody-cpa-cfe-bb12a
 b35/?utm_source=Click+Dimensions&utm_medium=Email&utm_campaign=2024+-+PCAOB
 +Webinar+-+9%2F17&utm_id=2024+-+PCAOB+Webinar+-+9%2F17" href="https://www.l
 inkedin.com/in/donald-melody-cpa-cfe-bb12ab35/?utm_source=Click+Dimensions&
 utm_medium=Email&utm_campaign=2024+-+PCAOB+Webinar+-+9%2F17&utm_id=2024+-+P
 CAOB+Webinar+-+9%2F17" target="_blank" rel="noopener">Don Melody</a>\, Part
 ner and Former PCAOB Inspector</span><br /><a href="https://www.pkfod.com/p
 eople/victor-pena/">Victor Peña</a>\, Partner\, Broker-Dealer Practice Lead
 er<br /><a href="https://www.pkfod.com/people/kevin-j-keane-jr/">Kevin Kean
 e Jr.</a>\, Partner\, Broker-Dealer Specialist<br /><a href="https://www.pk
 fod.com/people/anna-de-venoge/">Anna de Venoge</a>\, Supervisor\, Broker-De
 aler Specialist</p><p><strong>Who Should Attend:</strong><br />Members of m
 anagement at Broker-Dealers\, Chief Financial Officers (CFOs)\, Chief Compl
 iance Officers (CCOs)\, Financial and Operations Principals (FINOPs)\, Prin
 cipal Operations Officers (POOs) and others involved in financial reporting
  at Broker-Dealers.<br /><strong></strong></p><p> </p><p> </p>
CATEGORIES:Firm-Hosted Events
ORGANIZER;CN="Acronin -":MAILTO:acronin@pkfod.com
URL;VALUE=URI:https://www.pkfod.com/events/live-webinar-knowledge-is-power-
 what-the-pcaobs-annual-inspection-report-related-to-audits-of-brokers-and-d
 ealers-means-for-you/
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DTSTART:20240310T070000
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