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UID:20230826T0509Z-1693026578.74-EO-16275-1@127.0.0.1
STATUS:CONFIRMED
DTSTAMP:20260726T124903Z
CREATED:20230825T135127Z
LAST-MODIFIED:20250714T181518Z
DTSTART;TZID=America/New_York:20230920T110000
DTEND;TZID=America/New_York:20230920T120000
SUMMARY: Live Webinar: What the PCAOB’s Annual Broker-Dealer Inspection Rep
 ort Means for You
DESCRIPTION: The news is out. The PCAOB’s Annual Report on the Interim Insp
 ection Program Related to Audits of Brokers and Dealers cited that audit de
 ficiencies are on the rise. These deficiencies have regulators on high aler
 t. That’s why this webinar is worth your valuable time. Join us […]
X-ALT-DESC;FMTTYPE=text/html: <p>The news is out. The PCAOB’s Annual Report
  on the Interim Inspection Program Related to Audits of Brokers and Dealers
  cited that audit deficiencies are on the rise. These deficiencies have reg
 ulators on high alert. That's why this webinar is worth your valuable time.
  Join us as our broker-dealer specialists discuss the results of this repor
 t and share their insights\, including how these deficiencies impact you.</
 p><p><strong><span>Key Topics: </span></strong></p><ul><li><span>Examinatio
 n Engagements</span></li><li><span>Review Engagements</span></li><li><span>
 Audits of Financial Statements and Supplemental Information</span></li><li>
 <span>Quality Control Systems</span></li><li><span>Auditor Independence Fin
 dings</span></li></ul><p><strong>Featured Speakers:</strong></p><p><em><spa
 n>PKF O’Connor Davies<br /></span></em><span></span><span>Harley Aronoff\, 
 Partner\, PCAOB Quality Assurance Leader and Former PCAOB Inspector<br /></
 span><span><a href="https://protect-us.mimecast.com/s/C63xCBBX1jczkxMkuN6Rd
 l?domain=linkedin.com" target="_blank" rel="noopener noreferrer" data-auth=
 "NotApplicable" data-linkindex="4">Anna De Venoge</a>\, Supervisor\, Broker
 -Dealer Specialist<br /></span><span><a href="https://t3pkfod.wpenginepower
 ed.com/people/rachel-l-didio/?utm_source=Click+Dimensions&utm_medium=email&
 utm_campaign=2023+FS+Webinar+2-8" target="_blank" rel="noopener noreferrer"
  data-auth="NotApplicable" data-linkindex="5">Rachel DiDio</a>\, Partner an
 d Former PCAOB Inspector<br /></span><span><a href="https://t3pkfod.wpengin
 epowered.com/people/victor-pena/?utm_source=Click+Dimensions&utm_medium=ema
 il&utm_campaign=2023+FS+Webinar+2-8" target="_blank" rel="noopener noreferr
 er" data-auth="NotApplicable" data-linkindex="6">Victor Peña</a>\, Partner\
 , Broker-Dealer Practice Leader</span></p><p><strong><span>Who Should Atten
 d:<br /></span></strong><span></span><span>Members of management at Broker-
 Dealers\, Chief Financial Officers (CFOs)\, Chief Compliance Officers (CCOs
 )\, Financial and Operations Principals (FINOPs)\, Principal Operations Off
 icers (POOs) and others involved in financial reporting at Broker-Dealers.<
 /span></p>
CATEGORIES:Firm-Hosted Events
ORGANIZER;CN="Acronin -":MAILTO:acronin@pkfod.com
URL;VALUE=URI:https://www.pkfod.com/events/live-webinar-what-the-pcaobs-ann
 ual-broker-dealer-inspection-report-means-for-you/
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DTSTART:20230312T070000
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