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X-WR-CALNAME:PKF O'Connor Davies - Events
X-ORIGINAL-URL:https://www.pkfod.com/events/
X-WR-CALDESC:PKF O'Connor Davies - Events
BEGIN:VEVENT
UID:20251023T2147Z-1761256052.6-EO-20303-1@127.0.0.1
STATUS:CONFIRMED
DTSTAMP:20260505T101057Z
CREATED:20251023T202741Z
LAST-MODIFIED:20251024T125837Z
DTSTART;TZID=America/New_York:20251120T133000
DTEND;TZID=America/New_York:20251120T190000
SUMMARY: 2025 Broker-Dealer Symposium – Insights\, Trends & Best Practices
DESCRIPTION: Join us for an exclusive inside look at the evolving world of 
 broker-dealers. As regulatory expectations intensify and technology continu
 es to reshape the industry\, now is the time to deepen your understanding o
 f the opportunities\, challenges and risks facing broker-dealers today. Thi
 s live\, interactive symposium will bring together Chief […]
X-ALT-DESC;FMTTYPE=text/html: <p>Join us for an exclusive inside look at th
 e evolving world of broker-dealers. As regulatory expectations intensify an
 d technology continues to reshape the industry\, now is the time to deepen 
 your understanding of the opportunities\, challenges and risks facing broke
 r-dealers today.</p><p>This live\, interactive symposium will bring togethe
 r Chief Compliance Officers\, FINOPs\, operations leaders\, attorneys\, tec
 hnology/AI specialists\, former regulators and industry experts. Attendees 
 will gain practical insights into emerging regulatory trends\, compliance b
 est practices and the technological advancements defining the future of the
  broker-dealer landscape.</p><p><strong>Key Topics: <br /></strong></p><ul>
 <li>Self-Clearing Broker-Dealer Issues and Operational Best Practices</li><
 li>Cybersecurity and AI Trends</li><li>Regulatory and Other Industry Hot To
 pics</li></ul><p><strong>Who Should Attend: <br /></strong>Broker-dealer CE
 Os\, CFOs\, CCOs\, COOs\, CTOs\, treasurers\, controllers\, registered inve
 stment advisers (RIAs)\, attorneys\, prime brokers\, risk management teams\
 , operations mangers\, fintech partners and other service providers.</p><p>
 <strong>Moderator: </strong><br /><a href="https://www.linkedin.com/in/step
 hen-murphy-cfa-9903874/">Stephen Murphy</a>\, Managing Director\, <em>Integ
 rated Compliance Consulting</em> </p><p><strong>Featured Speakers:</strong>
 <br /><a href="https://www.linkedin.com/in/jay-gettenberg-69955714/">Jay Ge
 ttenberg</a>\, CEO & Managing Director\, <em>ACI<br /></em><a href="https:/
 /www.linkedin.com/in/john-paul-devito-86058a62/">John Paul DeVito</a>\, Dir
 ector of Sales and Corporate Development\, <em>InteliClear</em><br /><a hre
 f="https://www.linkedin.com/in/david-feldman/">Dave Feldman</a>\, Founder &
  CEO\, <em>Greenboard</em><br /><a href="https://www.linkedin.com/in/elizab
 ethkettler/">Elizabeth Kettler</a>\, Director - Accounting & Reporting Advi
 sory\, <em>STOUT</em><br /><a href="https://www.linkedin.com/in/jeffrey-lev
 ine-363710148/">Jeff Levine</a>\, COO\, <em>Mesirow Financial</em><br /><a 
 href="https://www.linkedin.com/in/johnmanganiello/">John Manganiello</a>\, 
 Managing Partner\, <em>Accelerate Partners</em><br /><a href="https://www.l
 inkedin.com/in/john-nave-34531811/">John Nave</a>\, Managing Director Co-He
 ad of Compliance Services\, <em>Softek</p><p></em><em>PKF O'Connor Davies<b
 r /></em><a href="https://www.pkfod.com/people/thomas-demayo/">Thomas DeMay
 o</a>\, Partner - Cybersecurity and Privacy Advisory<br /><a href="https://
 www.pkfod.com/people/michael-hayes/">Mike Hayes</a>\, CPA\, Partner - Finan
 cial Services Practice Leader<br /><a href="https://www.pkfod.com/people/pa
 trick-moran/">Patrick Moran</a>\, CPA\, Partner - Financial Services<br /><
 a href="https://www.pkfod.com/people/darryl-wegner/">Darryl Wegner</a>\, Ma
 naging Director - Forensic\, Litigation and Valuation</p><p><strong>Hosts:<
 /strong><br /><em>PKF O'Connor Davies</em><br /><a href="https://www.pkfod.
 com/people/victor-pena/">Victor Peña</a>\, CPA\, Partner - Financial Servic
 es\, Broker-Dealer Practice Leader<br /><a href="https://www.pkfod.com/peop
 le/don-melody/">Don Melody</a>\, CPA\, Partner - Financial Services\, Forme
 r SEC and PCAOB Regulator<br /><a href="https://www.pkfod.com/people/rachel
 -l-didio/">Rachel DiDio</a>\, CPA\, Partner - Financial Services\, Former P
 CAOB Regulator</p><p><strong>CPE Credits:</strong><br />3 CPE credit in Spe
 cialized Knowledge<br />No prerequisites or advanced planning required<br /
 >Program Level: Basic<br />Delivery Method: Group live</p><p><span style="f
 ont-size: 14px\;"><em>For information regarding complaint and/or program ca
 ncellation policies\, please contact </em><a href="mailto:l&dsupport@pkfod.
 com"><em>l&dsupport@pkfod.com</em></a><em>.</em></span></p><p><span style="
 font-size: 14px\;">PKF O’Connor Davies is registered with the National Asso
 ciation of State Boards of Accountancy (NASBA) as a sponsor of continuing p
 rofessional education on the National Registry of CPE Sponsors. State Board
 s of Accountancy have the final authority on the acceptance of individual c
 ourses for CPE Credit. Complaints regarding registered sponsors may be subm
 itted to the National Registry of CPE Sponsors through its website: <a href
 ="https://nam04.safelinks.protection.outlook.com/?url=http%3A%2F%2Fwww.nasb
 aregistry.org%2F&data=05%7C02%7Ccdurso%40pkfod.com%7Cfab62e53baa5434fde1d08
 ddfaca7aef%7Cccddb8d589464acd8ca2885ecc2f69dc%7C1%7C0%7C638942469733378943%
 7CUnknown%7CTWFpbGZsb3d8eyJFbXB0eU1hcGkiOnRydWUsIlYiOiIwLjAuMDAwMCIsIlAiOiJ
 XaW4zMiIsIkFOIjoiTWFpbCIsIldUIjoyfQ%3D%3D%7C0%7C%7C%7C&sdata=EUTHpsfOW4VuDT
 458vSjkVC8WaoB0YkPnBa34xJ%2BH90%3D&reserved=0">www.nasbaregistry.org</a>.</
 span></p>
CATEGORIES:Firm-Hosted Events
LOCATION:PKF O'Connor Davies - Conference Center - 5th Floor
GEO:0.000000;0.000000
ORGANIZER;CN="Connor Durso":MAILTO:cdurso@pkfod.com
URL;VALUE=URI:https://www.pkfod.com/events/2025-broker-dealer-symposium-ins
 ights-trends-best-practices/
END:VEVENT
BEGIN:VTIMEZONE
TZID:America/New_York
BEGIN:STANDARD
TZOFFSETFROM:-0400
TZOFFSETTO:-0500
DTSTART:20251102T060000
TZNAME:EST
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