BEGIN:VCALENDAR VERSION:2.0 PRODID:-//PKF O'Connor Davies//NONSGML Events//EN CALSCALE:GREGORIAN X-ORIGINAL-URL:https://www.pkfod.com/events/ X-WR-CALDESC:PKF O'Connor Davies - Events BEGIN:VEVENT UID:20240522T2017Z-1716409072.54-EO-17334-1@127.0.0.1 STATUS:CONFIRMED DTSTAMP:20260726T122548Z CREATED:20240522T154034Z LAST-MODIFIED:20240522T154034Z DTSTART;TZID=America/New_York:20240606T163000 DTEND;TZID=America/New_York:20240606T183000 SUMMARY: Live Event: Private Fund Adviser Rules – How to Get Ready DESCRIPTION: We invite you to join us for a complimentary mini-seminar to l earn how the new SEC Private Fund Adviser Rules may impact your firm and pr ivate funds so you can get a head start on preparing for compliance. The Se curities and Exchange Commission’s (SEC)\, Office of […] X-ALT-DESC;FMTTYPE=text/html:

We invite you to join us for a complimenta ry mini-seminar to learn how the new SEC Private Fund Adviser Rules may imp act your firm and private funds so you can get a head start on preparing fo r compliance.

The Securities and Exchange Commission’s (SEC)\, Office of the Investor Advocate\, “Report on Objectives” focuses on private fund adviser regulation. The SEC adopted new rules\, effective November 13\, 202 3\, requiring implementation varying from 60 days to 12 to 18 months.

This live\, interactive seminar will provide insight into the rules and ho w to organize your business to achieve compliance.

Registration is limited. Please RSV P by Thursday\, May 30th.

Key Learning O bjectives:

Discover what the “Quarterly Statements Rul e” requires and when it needs to be implemented.
Discuss who is sub ject to the mandatory "Private Fund Adviser Audit Rule.”
Determine if you are in compliance with the “Restricted Activities Rule.”
Lea rn what you need to do for the “Adviser-Led Secondaries Sale Rule.”
Determine if you are in compliance with the “Preferential Treatment Rule” and certain “Adviser Misconduct Rules."

Who Shoul d Attend:
Private equity and hedge fund investor s and executives\, GPs\, business owners\, CEOs\, Chief Investment Officers (CIOs)\, Chief Financial Officers (CFOs)\, treasurers\, controllers\, Chie f Compliance Officers (CCOs)\, registered investment advisers (RIAs)\, bank ers\, prime brokers\, general counsel and M&A\, fund formation and private fund attorneys.

Host:
Eric P. Gelb\, CPA\, Seni or Managing Director\, Financial Services – Outsourced CFO and Business Dev elopment

Featured Speakers:
Victor M. Peña\, CPA\, CGMA\ , Partner\, Financial Services Attest
Michael A. Provini\, CPA\, Partner\ , Financial Services Attest
Michael Stellwagen\, CPA\, Partner\, Financial Services – Outsourcing\, including CFO and Fund Administration

CPE Credit:
1 CPE credit in Ge neral Knowledge
No prerequisites or advanced planning req uired
Program Level: Intermediate
Delivery Method: Live Seminar

For information regarding complaint and/or program ca ncellation policies\, please contact l&dsupport@pkfod.com.

PKF O’Connor Davies is re gistered with the National Association of State Boards of Accountancy (NASB A) as a sponsor of continuing professional education on the National Regist ry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual courses for CPE Credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponso rs through its website: www.nasbaregistry.org.

CATEGORIES:Firm-Hosted Events LOCATION:245 Park Avenue\, NYC GEO:0.000000;0.000000 ORGANIZER;CN="Acronin -":MAILTO:acronin@pkfod.com URL;VALUE=URI:https://www.pkfod.com/events/live-event-private-fund-adviser- rules-how-to-get-ready/ END:VEVENT BEGIN:VTIMEZONE TZID:America/New_York BEGIN:DAYLIGHT TZOFFSETFROM:-0500 TZOFFSETTO:-0400 DTSTART:20240310T070000 TZNAME:EDT END:DAYLIGHT END:VTIMEZONE END:VCALENDAR