PKF O'Connor Davies Accountants and Advisors
PKF O'Connor Davies Accountants and Advisors

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Financial Services Advisory, Audit & Accounting

Reduce Risk. Improve Performance. Operate with confidence in a complex, high-pressure environment.

Financial institutions operate in a high-pressure environment shaped by regulatory complexity, investor demands and constant deal activity. PKF O’Connor Davies provides senior-level advisory, audit and accounting support to help you stay compliant, improve performance and support growth.

Meet the Professional

Who We Serve

We work with a broad range of financial services organizations, including:

  • Private equity and venture capital firms
  • Broker-dealers and investment banks
  • Hedge funds and investment managers
  • Banks and lending institutions
  • Insurance carriers and specialty organizations

Many of our clients operate at scale without the infrastructure to match. We help bridge that gap with practical, flexible support.

A Smarter Advisory Approach

  • Senior professionals actively involved in every engagement
  • Fast, responsive support aligned to deal cycles and reporting deadlines
  • Integrated teams across audit, tax and advisory
  • Flexible, problem-solving approach tailored to your needs

We deliver coordinated solutions that drive clarity, efficiency and confidence.

The Challenges We Help Solve

  • Rising Regulatory Pressure – We help you stay ahead of evolving requirements with ongoing, proactive guidance.
  • Scaling Lean Teams – Extend your capabilities without adding permanent headcount.
  • Investor Reporting Demands – Deliver timely, accurate reporting that meets increasing investor expectations.
  • Transaction Volume – Keep pace with deal activity through dedicated transaction and accounting support.
  • Cross-Border Complexity – Access coordinated global expertise through PKF International (150+ countries).

Where We Focus

  • Private Equity & Venture Capital – End-to-end support across the fund lifecycle—from formation to exit.
  • Capital Markets & Banking – Audit, compliance, reporting and transaction support for active market participants.
  • Investment Operations & Regulatory Advisory – Accounting, reporting and compliance infrastructure that performs under pressure.
  • Insurance – Statutory reporting, regulatory compliance and strategic advisory.

Global Reach. Consistent Execution.

As a member of PKF International, we provide seamless access to audit, tax and advisory expertise worldwide—delivering consistent service without the complexity of managing multiple providers.

Core Services

Advisory

  • Outsourced accounting and recordkeeping
  • Technical accounting and valuation
  • Technology and operational due diligence
  • Fund administration and staffing support

Risk & Compliance

  • Regulatory compliance and investigations
  • Cybersecurity and data protection
  • Policy and control documentation (SOX/Reg)

Transactions

  • Buy/sell-side advisory and M&A
  • Restructuring and deal integration
  • Investment banking support

Tax

  • Federal, state, local and international compliance
  • Structuring and strategic planning
  • Management fee and incentive structuring

    Assurance

    • Financial statement reviews and agreed-upon procedures
    • Custody and compliance exams
    • SOC 1 & SOC 2 reporting
    • Fund liquidation audits and tailored attestations

    Let’s Talk

    Connect with PKF O’Connor Davies to discuss how we can support your firm, your funds and your portfolio companies. Fill out the form to get started.