CFPB’s Advisory Opinion on Application of RESPA Section 8
If you and/or your business provides service(s) on the settlement of an approved residential home purchase, you are going to want to ensure that you are in conformity with the Real Estate Settlement Procedures Act (RESPA).
Cyber Roundup – March 2023
Businesses continue to be held accountable for their failures to protect against electronic intrusive breaches to their data.
Mitigating Solvency Risk with Enhanced Treasury Management Oversight and Due Diligence
Venture capital and private equity firms, along with other organizations, are putting added emphasis on reviewing their own treasury management policies and procedures in order to safeguard their capital.
FINRA Provides Guidance for Broker-Dealers in Wake of Recent Bank Failures
By Harley Aronoff, Partner; Rachel DiDio, Partner; Vic Peña, Partner and Anthony Sebastiani, Supervisor The recent failures of Silicon Valley Bank […]
Recent Banking Uncertainty Underscores Need for a Treasury Management Gap Analysis
Recent Silicon Valley Bank and Signature Bank events leading to uncertainty in the middle-market banking space is creating the need for a renewed focus on treasury management and related risk management.
IRS Proposed Rule: Forfeitures in Retirement Plans
The IRS released a proposed rule on the use and timing of forfeitures in retirement plans.
Protecting Your Business from Cyber Fraud During a Financial Crisis
There are a significant number of questions that still have to be answered; however, there is one certainty – cybercriminals are opportunists and will leverage the recent banking collapse to their advantage.
Banking Crisis Ripe for Cyber Criminals – Don’t Fall Victim
On Friday, March 10, 2023, Silicon Valley Bank became the second largest bank failure in U.S. history. The bank collapsed in just over two days’ time, following a massive surge in requests for withdrawals from their depositors.
Value Creation and The CFO
In this first article of a four-part series, Roman theorizes that a finance function, lead by a CFO, can be the key to creating and protecting business value.
How Does the SECURE 2.0 Act Affect Your Retirement Plan?
the SECURE 2.0 Act of 2022 (SECURE 2.0) which includes provisions that will directly impact 403(b) plans. Sponsors of such plans should be aware of the changes that will take place.
New York State’s Extraclassroom Activity Funds: What You Need to Know
Following is a summary of findings reported by the Office of the New York State Comptroller when auditing extraclassroom activity funds
Biden Administration Announces National Cybersecurity Strategy
The Biden-Harris Administration recently revealed their vision for enhancing and overhauling the cybersecurity posture and fundamental mindset of the United States.