LIVE Webinar: Networking Event and Update ─ RIA Best Practices, SEC Examination Priorities and PPP Loans
Please join us for an interactive, small-group, virtual networking meeting to discuss best practices, likely areas of focus of SEC and FINRA examiners and PPP Loans.
- Virtual networking opportunity to share insights and meet other industry professionals
- Understand the various SEC OCIE 2020 Examination Priorities
- Gain insights on RIA (Registered Investment Advisor) and Broker-Dealer best practices
- An update on Paycheck Protection Program Loans
Who Should Attend:
Chief Compliance Officers (CCOs), hedge, private equity and venture fund executives, General Partners (GPs), CFOs, controllers, general counsel and Family Office executives.
Michael Provini, CPA|
(646) 449-6330 / firstname.lastname@example.org
Victor Pena, CPA, CGMA
(646) 449-6380 / email@example.com
Eric Gelb, CPA
Director, Business Development
(914) 341-7049 / firstname.lastname@example.org