Events

LIVE Webinar: Networking Event and Update ─ RIA Best Practices, SEC Examination Priorities and PPP Loans

Event Details

  • Date/Time: Wednesday, May 20th, 2020 from 8:30 am to 10:00 am
  • Categories:

Please join us for an interactive, small-group, virtual networking meeting to discuss best practices, likely areas of focus of SEC and FINRA examiners and PPP Loans.

Topics Include:

  • Virtual networking opportunity to share insights and meet other industry professionals
  • Understand the various SEC OCIE 2020 Examination Priorities
  • Gain insights on RIA (Registered Investment Advisor) and Broker-Dealer best practices
  • An update on Paycheck Protection Program Loans

Who Should Attend:
Chief Compliance Officers (CCOs), hedge, private equity and venture fund executives, General Partners (GPs), CFOs, controllers, general counsel and Family Office executives.

Presenters:
Michael Provini, CPA|
Partner
(646) 449-6330 / mprovini@pkfod.com

Victor Pena, CPA, CGMA
Partner
(646) 449-6380 / vpena@pkfod.com

Eric Gelb, CPA
Director, Business Development
(914) 341-7049 / egelb@pkfod.com

 

Registration
Add to Calendar
Bookmark the Permalink