Please join us for an interactive, small-group, virtual networking meeting to discuss best practices, likely areas of focus of SEC and FINRA examiners and PPP Loans.
Topics Include:
- Virtual networking opportunity to share insights and meet other industry professionals
- Understand the various SEC OCIE 2020 Examination Priorities
- Gain insights on RIA (Registered Investment Advisor) and Broker-Dealer best practices
- An update on Paycheck Protection Program Loans
Who Should Attend:
Chief Compliance Officers (CCOs), hedge, private equity and venture fund executives, General Partners (GPs), CFOs, controllers, general counsel and Family Office executives.
Presenters:
Michael Provini, CPA|
Partner
(646) 449-6330 / mprovini@pkfod.com
Victor Pena, CPA, CGMA
Partner
(646) 449-6380 / vpena@pkfod.com
Eric Gelb, CPA
Director, Business Development
(914) 341-7049 / egelb@pkfod.com