Webinar Replay: Regulator Red Flags ─ Common Broker-Dealer Financial Statement Errors
When reviewing corporate financial statements, the SEC, FINRA and other designated examining authorities focus first on the errors that appear most frequently. Being aware of these pitfalls equips preparers to correct them beforehand and even avoid them altogether. We invite you to join our specialists as they identify these errors and the red flags to watch for when compiling financial statements.
Webinar Replay Here
- Revenue (ASC 606) Disclosures
- Lease (ASC 842) Disclosures
- Supplemental Schedules
- Exemption and Compliance Report
- Going Concern Considerations
Victor Pena, CPA, Partner, Broker-Dealer Practice Leader
Harley Aronoff, CPA, Partner, PCAOB Quality Assurance Leader
Rachel DiDio, CPA, Partner
Kevin Keane, Jr., CPA, Partner
Click Here to Meet the Team!