Webinar Replay: What the PCAOB’s Annual Broker-Dealer Inspection Report Means for You

The news is out. The PCAOB’s Annual Report on the Interim Inspection Program Related to Audits of Brokers and Dealers cited that audit deficiencies are on the rise. These deficiencies have regulators on high alert. That’s why this webinar is worth your valuable time. Watch this webinar as our broker-dealer specialists discuss the results of this report and share their insights, including how these deficiencies impact you.

Webinar Replay Here

Key Topics: 

  • Examination Engagements
  • Review Engagements
  • Audits of Financial Statements and Supplemental Information
  • Quality Control Systems
  • Auditor Independence Findings

Featured Speakers:

PKF O’Connor Davies
Harley Aronoff, Partner, PCAOB Quality Assurance Leader and Former PCAOB Inspector
Anna De Venoge, Supervisor, Broker-Dealer Specialist
Rachel DiDio, Partner and Former PCAOB Inspector
Victor Peña, Partner, Broker-Dealer Practice Leader